公司概况
拥有多元业务,行业龙头。管理千亿以上规模资产,快速扩张上下游多业务模式。
拥有多元业务,行业龙头。管理千亿以上规模资产,快速扩张上下游多业务模式。
Assist to develop and maintain compliance policies and procedures, outlining policies, regulations and best practices
Keep up-to-date with relevant regulatory/rule changes including the implementation of such regulatory/rule changes
Assist with regulatory reviews, inspections, investigations or regulatory inquiries
Identify and advise mitigations for regulatory and/or reputational risk issues
Assist to create Compliance training programs and roll out Compliance trainings
Assist to the review and evaluation of new instruments and vehicles to identify compliance issues and control needs
Support miscellaneous global projects as required
3-5 years’ experience in compliance, audit within asset management industry;
Familiar with private equity, compliance, AML laws, regulations, and requirements in asset management/private equity industry
Understand the PRC and offshore fund regulations
Effective communication, written and interpersonal skills
Have good Chinese and English writing skills;
have at least over 5 year experience and good at PowerPoint, digital marketing related software skills
have experience in compliance or big 4 experience preferred.